At M&K CPAS, we provide specialized accounting, audit, and compliance services to broker/dealer firms in the financial services industry. Our team understands the highly regulated environment in which you operate and the importance of accuracy, transparency, and timeliness in every financial report.

We work with FINRA-registered broker/dealers, investment advisors, and securities professionals to ensure compliance with SEC, FINRA, and PCAOB requirements. Our firm combines technical expertise with deep industry knowledge to help clients maintain regulatory confidence, streamline reporting processes, and strengthen internal controls.

From annual audits to net capital computations and financial filings, we deliver precision, responsiveness, and reliability—so you can stay focused on serving your clients and growing your business